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La crise de la régulation par la sanction ex post : les nouvelles voies de la régulation financière, de la crise des subprimes au trading haute fréquence

Abstract : Unaltered operation of the financial markets and the protection of investors and savers require the implementation of financial regulation to prevent and punish illicit practices such as failure to comply with rules and market abuse. The increasing complexity of financial activities may make it more difficult to characterize unlawful practices and thus deter them by financial or pecuniary sanctions in litigation proceedings. This article explores the interests and limitations of three of the ways in which the financial regulator can respond to these challenges: the use of settlements, the implementation of procedural regulation strategies, and the use of algorithmic regulation devices
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https://halshs.archives-ouvertes.fr/halshs-02561198
Contributor : Frédéric Marty <>
Submitted on : Sunday, May 3, 2020 - 4:31:32 PM
Last modification on : Wednesday, June 23, 2021 - 9:59:38 AM

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Frédéric Marty, Thierry Kirat, Hugues Bouthinon-Dumas, Amir Rezaee. La crise de la régulation par la sanction ex post : les nouvelles voies de la régulation financière, de la crise des subprimes au trading haute fréquence. Droit et Société, Librairie générale de droit et de jurisprudence : Lextenso éditions/L.G.D.J., 2020, 1 (104), pp.71-88. ⟨10.3917/drs1.104.0071⟩. ⟨halshs-02561198⟩

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